Philip Ruggeri
Philip Ruggeri is a registered investment advisor at LPL Financial LLC, based in St. Clair Shores, MI, with 28 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
24335 Harper, St. Clair Shores, MI, 48080
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2001Other Business Activities
Philip is a college instructor, spending minimal time on this activity. He also operates First State Investment Services as a DBA for his LPL business and serves as the Chief Financial Officer for First State Bank, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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