NP
NP

Nicholas Photiadis

28 Years of Experience
Paramus, NJ
5 DisclosuresBroker

Nicholas Photiadis is a registered investment advisor at LPL Financial LLC, based in Paramus, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

461 From Rd Ste 385, 3rd Floor, Paramus, NJ, 07652

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Pending
Customer Dispute
March 2022
Settled
Customer Dispute
March 2011
Settled
Customer Dispute
March 2010
Settled
Customer Dispute
April 2009
Settled
Other Business Activities

Nicholas is involved in real estate rental in Greece since October 2024. This activity is not investment-related and takes about a quarter of his time.

Employment History
Current Registrations
LPL Financial LLC
March 2011 - Present · 15 yrs 4 mos
LPL Financial LLC
March 2011 - Present · 15 yrs 4 mos
LPL Financial LLCBroker
March 2011 - Present · 15 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - March 2011 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - March 2011 · 13 yrs 2 mos
State Registrations14 states
CACOCTDCDEFLILMAMONJNYPATNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Photiadis - Financial Advisor | TrueAdvisor