Cody Cody
Cody Cody is a registered investment advisor at Momentum Independent Network INC., based in Henrietta, TX, with 28 years of industry experience. Cody is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Estate Planning, Investment Management, and 2 more. Their firm serves 2,879 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1M+ | 1.50% |
Rates reflect the maximum annualized fee schedule for individual securities accounts across primary advisory programs. Other programs and asset classes (such as mutual fund only accounts or fixed income portfolios) feature different maximum fee schedules ranging down to 0.90%. Fees are negotiable.
Fee Estimator
Location
Henrietta, TX
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2009Customer Dispute
June 2008Customer Dispute
March 2008Customer Dispute
August 2001Other Business Activities
Cody owns a cattle ranch and rental property, both since 2005. He is also the Vice President of Texoma Stewardship Coalition and a board member for Henrietta Boy Scouts, dedicating minimal time to these non-profit activities.
Employment History
Current Registrations
Momentum Independent Network INC.Broker
Momentum Independent Network INC.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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