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Mary Kincaid

25 Years of Experience
Mount Prospect, IL
Broker

Mary Kincaid is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Prospect, IL, with 25 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1150 W Northwest Highway, Suite B, Mount Prospect, IL, 60173

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mary is a financial professional at APC Financial Group, Ltd., a financial services firm, since January 2019. This takes about a quarter of her time, with most of the hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2004 - Present · 22 yrs
Cetera Financial Specialists LLCBroker
June 2004 - Present · 22 yrs 3 mos
Previous Registrations
Hochman & Baker Securities, INC.Broker
July 2001 - June 2004 · 2 yrs 11 mos
Banc One Securities CorporationBroker
July 2000 - July 2001 · 1 yr
State Registrations12 states
ALAZCAFLILINKSLAMINCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.