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Douglas Williams

28 Years of Experience
Plantation, FL
Broker

Douglas Williams is a registered investment advisor at Cetera Investment Advisers LLC, based in Plantation, FL, with 28 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9695 W Broward Blvd, Plantation, FL, 33324

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is the owner of Williams & Associates, CPA's, PA, an accounting firm, dedicating full-time hours to it. He is also a member of 9695 Enterprises, LLC, a real estate company, spending minimal time on it to own land and a building.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2007 - Present · 19 yrs 8 mos
Cetera Financial Specialists LLCBroker
June 2000 - Present · 26 yrs 3 mos
Previous Registrations
Pacvest Associates, INC.Broker
September 1999 - June 2000 · 9 mos
Linsco/private Ledger CORP.Broker
January 1998 - September 1999 · 1 yr 8 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Williams - Financial Advisor | TrueAdvisor