Thomas Dexter
Thomas Dexter is a registered investment advisor at Wells Fargo Advisors, based in Purchase, NY, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2500 Westchester Ave Ste 201, [C3-Rbo], Purchase, NY, 10577
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2012Other Business Activities
Thomas operates his LPL business through Commonwealth Strategic Advisory LLC since 2014. Since March 2024, Thomas also works as a life coach for Iron Tribe Performance, dedicating a few hours per week.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Commonwealth Strategic Advisory
Barclays Capital INC.
Barclays Capital INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lehman Brothers INC.
Lehman Brothers INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Friedman, Billings, Ramsey & CO., INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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