Charles Fitzpatrick
Charles Fitzpatrick is a registered investment advisor at Silver Oak Securities, INC., based in Surfside Beach, SC, with 27 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
100 Sutter Drive, Suite 105C, Surfside Beach, SC, 29575
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Regulatory History (1)
Customer Dispute
June 2000Other Business ActivitiesSells Insurance
Charles is the President of Benefit Insurance Services, Inc., selling various insurance products, and a Loan Originator for US Mortgage Corporation. He is also a Senior Partner at Benefit Financial Services, LLC, an IAR for United Advisor Group, and a Mortgage Broker for What Mortgage Fitz LLC, dedicating a significant amount of time to these activities.
Employment History
Current Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Previous Registrations
United Advisor Group
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Invest Financial CorporationBroker
Invest Financial Corporation
Questar Asset Management, INC.
Questar Capital CorporationBroker
Southeast Investments, N.C. INC
Southeast Investments, N.c., INC.Broker
Mutual Service Corporation
Mutual Service CorporationBroker
Walnut Street Securities, INC.Broker
Morgan Stanley Dw INC.Broker
Securities America, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Nylife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.