Rafael Garcia
Rafael Garcia is a registered investment advisor at Calton & Associates, INC., based in Post Falls, ID, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Post Falls, ID
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Regulatory History (1)
Customer Dispute
May 2014Other Business Activities
Rafael works as a tax preparer for Garcia & Associates, a tax preparation and consulting business. This non-investment related activity takes about half of Rafael's time.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Capital Financial Services, INC.Broker
United Heritage Financial Services, INC.Broker
Ameritas Investment CORP.Broker
Scf Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.