Carolin Alaverdian
Carolin Alaverdian is a registered investment advisor at Windsor Capital Management, LLC, based in Valley Glen, CA, with 22 years of industry experience. Carolin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 543 clients with $700M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual advisory fee for traditional portfolio management services ranges between 0.35% and 1.00%.
Fee Estimator
Location
Valley Glen, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
April 2008Employment Separation After Allegations
February 2001Other Business Activities
Carolin works as a real estate agent for EXP Realty since February 2021, dedicating full-time hours to this activity. About a quarter of her time is spent on real estate sales during securities trading hours.
Employment History
Current Registrations
Windsor Capital Management, LLC
Previous Registrations
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.
Partnervest Advisory Services LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.