Timothy Borman is a registered investment advisor at Smith Moore & CO., based in Fulton, MO, with 28 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 3,901 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smith Moore charges an annual fee for managing your investments, ranging from 0.5% to 3% of the value of your portfolio. The fee is calculated quarterly based on the average value of your account. The exact fee is negotiable and depends on factors like the amount of assets managed and the complexity of your portfolio. You'll also pay other charges like administrative service fees and internal fees charged by mutual funds and ETFs.
Location
534 Court Street, Fulton, MO, 65251
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
Timothy owns a farming business since 1986, which is not investment-related. He dedicates a few hours per week to this activity, including some time during securities hours.
Employment History
Current Registrations
Smith Moore & CO.
Smith, Moore & CO.Broker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Edward D. Jones & CO., L.P.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.