JK
JK

Joe Keatley

24 Years of Experience
Princeton, WV
Broker

Joe Keatley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Princeton, WV, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

One Stafford Commons, Princeton, WV, 24740

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2017 - Present · 9 yrs 4 mos
Raymond James Financial Services, INC.Broker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Wells Fargo Advisors
January 2008 - December 2016 · 8 yrs 11 mos
Wells Fargo AdvisorsBroker
January 2008 - December 2016 · 8 yrs 11 mos
A. G. Edwards & Sons, INC.
August 2005 - January 2008 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
March 2004 - January 2008 · 3 yrs 10 mos
Wright Investors' Service Distributors, INC.Broker
September 2000 - July 2003 · 2 yrs 10 mos
State Registrations20 states
AZCACODEFLGAKYMAMDMSNCOHORPASCSDTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joe Keatley - Financial Advisor | TrueAdvisor