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John Stearns

28 Years of Experience
Corpus Christi, TX
4 DisclosuresBrokerSells Insurance

John Stearns is a registered investment advisor at Ameriprise Financial Services, LLC, based in Corpus Christi, TX, with 28 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6124 S Staples St Ste 350, Corpus Christi, TX, 78413

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2025
Denied
Customer Dispute
December 2007
Closed-No Action
Customer Dispute
January 2007
Denied
Customer Dispute
March 2005
Denied
Other Business ActivitiesSells Insurance

John is an independent insurance broker for MassMutual, selling fixed annuities since February 2024. He also hosts a weekly radio show about retirement and investments, dedicating minimal time to it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2019 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLC
December 2019 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
December 2019 - December 2019 · 0 mos
Cetera Advisor Networks LLCBroker
September 2019 - December 2019 · 3 mos
Summit Financial Group INC
July 2012 - December 2019 · 7 yrs 5 mos
Summit Brokerage Services, INC.Broker
July 2012 - September 2019 · 7 yrs 2 mos
Brokersxpress LLC
January 2010 - July 2012 · 2 yrs 6 mos
Brokersxpress LLCBroker
January 2010 - July 2012 · 2 yrs 6 mos
Morgan Keegan & Company, INC.
September 2007 - January 2010 · 2 yrs 4 mos
Morgan Keegan & Company, INC.Broker
September 2007 - January 2010 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
May 2000 - September 2007 · 7 yrs 4 mos
Ameriprise Financial Services, INC.Broker
January 1998 - September 2007 · 9 yrs 8 mos
Ids Life Insurance CompanyBroker
January 1998 - July 2006 · 8 yrs 6 mos
State Registrations26 states
ALARAZCACOFLGAILKSKYLAMEMNMOMTNCNMNYOKORSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Stearns - Financial Advisor | TrueAdvisor