Gloria Potts is a registered investment advisor, based in Charlotte, NC, with 22 years of industry experience.
Location
301 Mccullough Drive, 4th Floor, Charlotte, NC, 28262
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gloria is an advisory representative of a RIA, an independent insurance agent, a board member for BLP Ministries, a rental property owner, an ordained minister, and a managing member/financial professional for Trueway Financial LLC. She spends about a quarter of her time with Trueway Financial LLC and a few hours per week as an independent insurance agent.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Regal Investment Advisors LLC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
PFS Investments INC.Broker
PFS Investments INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.