EJ
EJ

Edward James

28 Years of Experience
Newport News, VA
Broker

Edward James is a registered investment advisor at Morgan Stanley, based in Newport News, VA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

701 Town Center Drive, Suite 902, Newport News, VA, 23606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Edward serves on the advisory board for the Botetourt Lodge #7 AF&AM Foundation, a recreational organization. He spends minimal time on marketing and administrative tasks for this role.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
April 2003 - February 2006 · 2 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
January 1998 - February 2006 · 8 yrs 1 mo
State Registrations42 states
AKALARAZCACOCTDCDEFLGAIDILINLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.