Jon Winegrad is a registered investment advisor, based in Montgomery, TX, with 28 years of industry experience.
Location
Montgomery, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jon is an advisor for Columbia Wealth Advisors, a DBA/Support Company, dedicating minimal time. He also works full-time as a Bank Associate at Umpqua Bank.
Employment History
Current Registrations
Raymond James Financial Services, INC.
October 2023 - Present · 2 yrs 11 mos
Raymond James Financial Services Advisors, INC
October 2023 - Present · 2 yrs 11 mos
Raymond James Financial Services, INC.Broker
October 2023 - Present · 2 yrs 11 mos
Previous Registrations
Cetera Investment Advisers LLC
December 2019 - October 2023 · 3 yrs 10 mos
Cetera Investment Services LLCBroker
May 2018 - October 2023 · 5 yrs 5 mos
Jackson National Life Distributors LLCBroker
April 2006 - April 2018 · 12 yrs
Phoenix Equity Planning CorporationBroker
September 2004 - April 2006 · 1 yr 7 mos
Federated Investment Counseling
May 2002 - October 2004 · 2 yrs 5 mos
Federated Securities CORP.Broker
April 2002 - October 2004 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
January 1998 - April 2002 · 4 yrs 3 mos
State Registrations3 states
ORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.