Carlos Oliveira
Carlos Oliveira is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Fall River, MA, with 28 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
331 Elsbree St, Fall River, MA, 02720
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Regulatory History (1)
Customer Dispute
November 2012Other Business ActivitiesSells Insurance
Carlos is an independent insurance agent since 1997, selling life, fixed annuity, long-term care, and disability products, dedicating a few hours per week to investment-related trading. He is also an advisory representative of a registered investment advisor, spending nearly full-time hours on investment-related trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Investors Capital CORP.Broker
Investors Capital Advisory
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Capital Analysts, IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.