Michael Resnik
Michael Resnik is a registered investment advisor at LPL Financial LLC, based in Sherman Oaks, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15490 Ventura Blvd., Suite 220, Sherman Oaks, CA, 91403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael sells non-variable insurance products like life and long-term care insurance, dedicating about 10% of his time to this activity. He also works as an advisor under Premier Financial Consultants, a DBA for his LPL business, taking about three-quarters of his time, and as an agent for Dennis F. Rose & Associates / Rose, Figueroa & Associates providing tax preparation and accounting services, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.