Walter Small
Walter Small is a registered investment advisor at John Hancock Investment Management LLC, based in Boston, MA, with 27 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 Berkeley St., Boston, MA, 02116-5022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Walter's wife will manage a rental property through a rental agency. Walter is not offering any products or services through this business activity.
Employment History
Current Registrations
John Hancock Investment Management LLC
John Hancock Investment Management Distributors LLC
John Hancock Investment Management Distributors LLCBroker
Previous Registrations
Manulife Asset Management (US) LLC
Lincoln Financial Distributors, INC.Broker
AXA Distributors, LLCBroker
Lincoln Financial Distributors, INC.Broker
Planco Financial Services, INC.Broker
J.C. Bradford & CO.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.