David Frazier
David Frazier is a registered investment advisor at Malvern Ridge Wealth Management, based in Englewood Cliffs, NJ, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 21 clients with $6.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is 1.5% if MRWM manages the assets directly. If a third-party manager is used, the fee is 1.00%, not including the third-party manager's fee. Fees are negotiable.
Fee Estimator
Location
700 East Palisade Ave, 1st Floor, Englewood Cliffs, NJ, 07632
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an operations/billing consultant for a medical practice consulting/business services company, and handles operations for an art studio. He also works as a personal/commercial lines broker, a health insurance broker/payroll specialist, and an insurance producer, each taking minimal time.
Employment History
Current Registrations
Malvern Ridge Wealth Management
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Rushmore Capital, INC.Broker
Domestic Securities, INC.Broker
Puglisi & CO.Broker
Crown Financial Group, INC.Broker
Puglisi & CO.Broker
M. H. Meyerson & CO., INC.Broker
Sharpe Capital, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.