JK
JK

James Knight

28 Years of Experience
Greenwich, CT
Broker

James Knight is a registered investment advisor at Raymond James & Associates, INC., based in Greenwich, CT, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Three Pickwick Plaza, 4th Floor, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a finance committee member for Orbis, a non-profit organization, since June 2022. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
March 2003 - September 2016 · 13 yrs 6 mos
Deutsche Bank Securities INC.
March 2003 - September 2016 · 13 yrs 6 mos
Banc of America Securities LLCBroker
December 1997 - March 2003 · 5 yrs 3 mos
State Registrations16 states
AZCACOCTDCFLILMANCNJNYPASCTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Knight - Financial Advisor | TrueAdvisor