Scott Karpiak
Scott Karpiak is a registered investment advisor at Janney Montgomery Scott LLC, based in New Hope, PA, with 28 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 2.00% |
| $10.0M - $25.0M | 2.00% |
| $25M+ | 2.00% |
Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.
Fee Estimator
Location
6236 Lower York Road, New Hope, PA, 18938
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2019Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Shane EnnisJanney Montgomery Scott LLC
- Craig Mcgovern, CFPJanney Montgomery Scott LLC
- Norman MielzinerJanney Montgomery Scott LLC
- Michael StevensJanney Montgomery Scott LLC
- Frank Hundley, CFPJanney Montgomery Scott LLC
- Bradley AdamsJanney Montgomery Scott LLC