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Thomas Langway

28 Years of Experience
Chatham, MA
BrokerSells Insurance

Thomas Langway is a registered investment advisor at LPL Financial LLC, based in Chatham, MA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

655 Main Street, Chatham, MA, 02633

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is involved in several business activities, including sales of fixed annuities, term/whole life insurance, and LTC insurance through various entities. He also co-owns a pizzeria and owns rental property, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
July 2009 - Present · 17 yrs 2 mos
LPL Financial LLC
July 2009 - Present · 17 yrs 2 mos
LPL Financial LLCBroker
July 2009 - Present · 17 yrs 2 mos
Previous Registrations
Primevest Financial Services, INC.
June 2004 - July 2009 · 5 yrs 1 mo
Bancnorth Investment Group, INC.Broker
June 2004 - July 2009 · 5 yrs 1 mo
Ccbt Brokerage Direct, INC.Broker
November 2002 - July 2004 · 1 yr 8 mos
Pruco Securities CorporationBroker
January 1998 - November 2002 · 4 yrs 10 mos
State Registrations17 states
CACTFLMAMDMEMNNCNHNJNYOHPARITXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Langway - Financial Advisor | TrueAdvisor