TJ
TJ

Thomas Johnston

18 Years of Experience
Littleton, CO

Thomas Johnston is a registered investment advisor at Johnston Investment Advisory Services, LLC, based in Littleton, CO, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$12.3M

Fee Structure

Minimum Annual Fee:$9,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.50%
$10M+0.35%

Fees may be negotiable at the discretion of the Advisor. The Firm maintains a minimum annual advisory fee of $9,000 per household for new client relationships.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Littleton, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Johnston Investment Advisory Services, LLC
November 2007 - Present · 18 yrs 6 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.