Andrew Susanin is a registered investment advisor at RIA Group, LLC, based in Des Moines, IA, with 28 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
500 SW 7th Street Suite 305, Des Moines, IA, 50309
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew sells fixed insurance, earning a 2% commission. He also has a business entity, A.H. Susanin, L.L.C., for tax/investment purposes, dedicating about a quarter of his time to it during securities trading.
Employment History
Current Registrations
RIA Group, LLC
RIA Advisory Group, LLC
Previous Registrations
Visionpoint Advisory Group
LPL Financial LLC
LPL Financial LLCBroker
Visionpoint Advisory Group
Securian Financial Services, INC.
Cauldwell Financial Group INC
Securian Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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