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Henry Pak

Wells Fargo Advisors
28 Years of Experience
Mill Valley, CA
3 DisclosuresBroker
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Henry Pak is a registered investment advisor at Wells Fargo Advisors, based in Mill Valley, CA, with 28 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

525 Miller Ave, Mill Valley, CA, 94941

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
Customer Dispute
April 2008
Denied
Customer Dispute
March 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
August 2012 - Present · 14 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
July 2006 - August 2012 · 6 yrs 1 mo
Bancwest Investment Services, INC.Broker
December 2003 - August 2012 · 8 yrs 8 mos
Bancwest Investment Services, INC.
December 2003 - July 2004 · 7 mos
Citicorp Investment Services
April 2003 - December 2003 · 8 mos
Citicorp Investment ServicesBroker
April 2003 - December 2003 · 8 mos
Morgan Stanley
August 1998 - April 2003 · 4 yrs 8 mos
Morgan Stanley Dw INC.Broker
January 1998 - April 2003 · 5 yrs 3 mos
State Registrations11 states
AZCAFLLAMINVOHORTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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