Ann-Marie Norman is a registered investment advisor, based in Richmond, VA, with 27 years of industry experience.
Location
1001 Semmes Ave, Fl 4, Richmond, VA, 23224
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ann-Marie works at the University of Richmond as a paper and presentation grader since April 2024. This takes a few hours per week and is not investment related.
Employment History
Current Registrations
Truist Securities, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Truist Advisory Services, INC.
September 2016 - Present · 9 yrs 8 mos
Truist Investment Services, INC.
July 1999 - Present · 26 yrs 10 mos
Truist Investment Services, INC.Broker
July 1999 - Present · 26 yrs 10 mos
Previous Registrations
Bb&t Securities, LLCBroker
December 2019 - February 2021 · 1 yr 2 mos
Suntrust Investment Services, INC.
August 1999 - December 2016 · 17 yrs 4 mos
American Express Financial Advisors INC.Broker
March 1998 - September 1998 · 6 mos
Ids Life Insurance CompanyBroker
March 1998 - September 1998 · 6 mos
State Registrations3 states
FLGAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.