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Gary Neigeborn

28 Years of Experience
Atlanta, GA
Broker

Gary Neigeborn is a registered investment advisor at Ameriprise Financial Services, LLC, based in Atlanta, GA, with 28 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

3333 Piedmont Rd NE Ste 2050, Atlanta, GA, 30305-1713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary engages in fiduciary activities, acting as attorney-in-fact, trustee, conservator, guardian, executor, or personal representative.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2013 - Present · 12 yrs 6 mos
Ameriprise Financial Services, LLC
November 2013 - Present · 12 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Janney Montgomery Scott LLC
September 2006 - November 2013 · 7 yrs 2 mos
Janney Montgomery Scott LLCBroker
September 2006 - November 2013 · 7 yrs 2 mos
Wachovia Securities, LLC
July 2003 - September 2006 · 3 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2006 · 3 yrs 2 mos
Prudential Securities Incorporated
May 2003 - July 2003 · 2 mos
Prudential Securities IncorporatedBroker
January 1998 - July 2003 · 5 yrs 6 mos
State Registrations23 states
ALAZCACTFLGAILKYLAMDMINCNJNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.