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Brian Guy

28 Years of Experience
Mishawaka, IN
Broker

Brian Guy is a registered investment advisor at Morgan Stanley, based in Mishawaka, IN, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4100 Edison Lakes Parkway, Suite 200, Mishawaka, IN, 46545

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Brian serves as an executor/co-executor for an estate in Fort Wayne, Indiana, starting in April 2022. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
November 2018 - Present · 7 yrs 8 mos
Morgan Stanley
November 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - November 2018 · 7 yrs 10 mos
Wells Fargo Clearing Services, LLC
January 2011 - November 2018 · 7 yrs 10 mos
Wells Fargo Investments, LLC
April 2001 - January 2011 · 9 yrs 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
February 1998 - December 2000 · 2 yrs 10 mos
State Registrations32 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.