Brandy Merriam
Brandy Merriam is a registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7222 Commerce Center Dr, Ste 220, Colorado Springs, CO, 80919
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brandy created Generational Wealth Strategies, LLC for tax and accounting purposes, dedicating minimal time. She also provides investment advisory services through Householder Group Estate & Retirement Specialists, spending about half her time on this activity, and dedicates full-time hours to Upstream Investment Partners.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Householder Group Estate & Retirement Specialists
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
Presidential Brokerage, INC.
Presidential Brokerage, INC.Broker
Fixed Income Securities, LPBroker
Qa3 Financial CORP.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
Pruco Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.