Michael Middleton
Michael Middleton is a registered investment advisor at MML Investors Services, LLC, based in Overland Park, KS, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
7381 W 133rd Street, Suite 223, Overland Park, KS, 66213
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
October 2012Customer Dispute
January 2011Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Michael is the sales/owner/agent of Middleton Financial Associates, selling various insurance products and annuities since 1988, dedicating a few hours per week. He also works as a youth soccer referee and part-time musician, dedicating a few hours per week to each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
New England SecuritiesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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