Michael Middleton
Michael Middleton is a registered investment advisor at MML Investors Services, LLC, based in Overland Park, KS, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
7381 W 133rd Street, Suite 223, Overland Park, KS, 66213
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
October 2012Customer Dispute
January 2011Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Michael is the sales/owner/agent of Middleton Financial Associates, selling various insurance products and annuities since 1988, dedicating a few hours per week. He also works as a youth soccer referee and part-time musician, dedicating a few hours per week to each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
New England SecuritiesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.