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Steven Fain is a registered investment advisor, based in Portland, OR, with 28 years of industry experience.
Location
12725 SW 66th Ave, Ste 102, Portland, OR, 97223-2547
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Regulatory History (2)
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Customer Dispute
November 2006Denied
Customer Dispute
December 2002Denied
Other Business ActivitiesSells Insurance
Steven is an independent insurance agent for various companies since 1998, dedicating a few hours per week to this activity. He also provides advice on career counseling, budgeting, and other management topics, spending about 10% of his time on this.
Employment History
Current Registrations
Cambridge Investment Research, INC.
June 2008 - Present · 18 yrs 1 mo
Cambridge Investment Research Advisors, INC.
June 2008 - Present · 18 yrs 1 mo
Cambridge Investment Research, INC.Broker
June 2008 - Present · 18 yrs 1 mo
Previous Registrations
1717 Capital Management Company
April 2001 - July 2008 · 7 yrs 3 mos
1717 Capital Management CompanyBroker
February 1998 - July 2008 · 10 yrs 5 mos
State Registrations23 states
AZCACOFLGAHIIDILINMAMIMOMTNMNYOHORPASDTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.