Jude Nwaiwu is a registered investment advisor at LPL Financial LLC, based in Oak Lawn, IL, with 27 years of industry experience. Jude is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
5300 W. 95th St., Oak Lawn, IL, 60453
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2016Other Business Activities
Jude operates under the DBA Wintrust Investments for his LPL business since September 2024. This activity is investment-related and takes up a full-time commitment.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Banc One Securities CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kevin Hawley, CFPNavalign, LLC
- Kyle Matkaitis, CFPWhisper Wealth Builders