Nicholas Pontoriero is a registered investment advisor at LPL Financial LLC, based in Edison, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3 Progress St Suite 105A, Edison, NJ, 08820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas operates under two DBAs: Liberty Global Wealth Management, LLC (since 2006) and Liberty Global Wealth Management, Inc. (since 2006). These activities appear to be related to his primary financial advisory business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations12 states
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