Neal Clement
Neal Clement is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Tupelo, MS, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
144 South Thomas Street, Suite 106, Tupelo, MS, 38801
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2011Customer Dispute
July 2009Other Business Activities
Neal owns a condo through Mainsail Investments of Florida, LLC for liability protection. This is investment-related but requires minimal time commitment.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
Stanford Group Company
Stanford Group CompanyBroker
Efp Wealth Management
Fsc Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.