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Dipti Rath
27 Years of Experience
Parsippany, NJ
1 DisclosureBrokerSells Insurance
Dipti Rath is a registered investment advisor at Cetera Investment Advisers LLC, based in Parsippany, NJ, with 27 years of industry experience. Dipti operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
14 Walsh Dr, Ste 100, Parsippany, NJ, 07054
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Regulatory History (1)
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Customer Dispute
December 2025Denied
Other Business ActivitiesSells Insurance
Dipti works as an agent/broker for Allied Wealth Partners, focusing on fixed insurance sales since 2019. This activity requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2019 - August 2023 · 3 yrs 11 mos
Securian Financial Services, INC.Broker
September 2019 - August 2023 · 3 yrs 11 mos
LPL Financial LLC
May 2017 - September 2019 · 2 yrs 4 mos
LPL Financial LLCBroker
July 2010 - September 2019 · 9 yrs 2 mos
Financial Network Investment CorporationBroker
April 1998 - July 2010 · 12 yrs 3 mos
State Registrations18 states
CACODEFLGAILKYMDNCNJNVNYOKPARISCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.