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Dipti Rath is a registered investment advisor, based in Parsippany, NJ, with 28 years of industry experience. Dipti is also registered as a broker, so some compensation may come from commissions on products sold.
Location
14 Walsh Dr, Ste 100, Parsippany, NJ, 07054
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Regulatory History (1)
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Customer Dispute
December 2025Denied
Other Business ActivitiesSells Insurance
Dipti works as an agent/broker for Allied Wealth Partners, focusing on fixed insurance sales since 2019. This activity requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
September 2019 - August 2023 · 3 yrs 11 mos
Securian Financial Services, INC.Broker
September 2019 - August 2023 · 3 yrs 11 mos
LPL Financial LLC
May 2017 - September 2019 · 2 yrs 4 mos
LPL Financial LLCBroker
July 2010 - September 2019 · 9 yrs 2 mos
Financial Network Investment CorporationBroker
April 1998 - July 2010 · 12 yrs 3 mos
State Registrations18 states
CACODEFLGAILKYMDNCNJNVNYOKPARISCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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