Robert Groth
Robert Groth is a registered investment advisor at LPL Financial LLC, based in Oconomococ, WI, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Oconomococ, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is involved in tax preparation/accounting through Groth Accounting Inc, sells non-variable insurance, and owns rental real estate. He also has a business entity, Robert Groth Investments, for tax/investment purposes, dedicating about a quarter of his time overall and a few hours per week during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Genworth Financial Securities CorporationBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations7 states
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