Tobin Brandt is a registered investment advisor, based in Overland Park, KS, with 26 years of industry experience.
Location
5700 W. 112th Street, Suite 500, Overland Park, KS, 66211
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tobin works as a Senior Associate in Compliance for both MSEC, LLC and Mariner Wealth Advisors since August 2022. These roles are investment-related and take up full-time hours during securities trading hours.
Employment History
Current Registrations
Msec, LLCBroker
Msec, LLC
Mariner Wealth
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Waddell & Reed
Waddell & ReedBroker
Qa3 Financial CORP.Broker
Ameritrade, INC.Broker
Accutrade INC.Broker
Advanced Clearing, INC.Broker
AmeritradeBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.