EF
EF

Earnest Farrow

28 Years of Experience
Mobile, AL
Broker

Earnest Farrow is a registered investment advisor at Wells Fargo Advisors, based in Mobile, AL, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

532 Boulevard Park West, Mobile, AL, 36609

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Earnest is the Vice-President of the Wood Bridge HOA, a non-investment related activity. He spends minimal time attending meetings and assisting with issues.

Employment History
Current Registrations
Wells Fargo Advisors
August 2002 - Present · 24 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
August 2002 - Present · 24 yrs 1 mo
Previous Registrations
Prudential Securities Incorporated
April 1998 - August 2002 · 4 yrs 4 mos
Prudential Securities IncorporatedBroker
March 1998 - August 2002 · 4 yrs 5 mos
State Registrations11 states
ALARFLGALAMSNCNYPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.