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John Caldwell

Ifg Advisory, LLC
28 Years of Experience
Athens, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
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John Caldwell is a registered investment advisor at Ifg Advisory, LLC, based in Athens, GA, with 28 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,202 clients with $4.8B in assets under management.

Ifg Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
109 advisors
Number of Clients
9,202 clients
Average Client Portfolio
$517K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $750K1.65%
$750K - $1.3M1.40%
$1.3M - $2.0M1.25%
$2.0M - $5.0M1.15%
$5M+1.00%

Fees are negotiable and represent maximum percentages for each asset tier. Cash is included in assets under management for billing purposes.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1077 Baxter Street, Athens, GA, 30606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John operates under several DBAs for his LPL business, including Integrated Financial Group and Highland Trust Partners. He is also an IAR for IFG Advisory, LLC, spending full-time hours on these investment-related activities, and dedicates a few hours per week to HTP Insurance LLC.

Employment History
Current Registrations
Ifg Advisory, LLC
April 2015 - Present · 11 yrs 6 mos
LPL Financial LLC
April 2015 - Present · 11 yrs 6 mos
LPL Financial LLCBroker
April 2015 - Present · 11 yrs 6 mos
Previous Registrations
LPL Financial LLC
February 2026 - July 2026 · 5 mos
Wells Fargo Advisors, LLC
September 2004 - April 2015 · 10 yrs 7 mos
Wells Fargo Advisors, LLCBroker
September 2004 - April 2015 · 10 yrs 7 mos
Suntrust Securities, INC.
May 2002 - October 2004 · 2 yrs 5 mos
Suntrust Securities, INC.Broker
January 1998 - October 2004 · 6 yrs 9 mos
State Registrations30 states
AKALARCACOCTDCDEFLGAILINKYLAMAMIMNMOMSNCNVNYOHORSCTNTXVAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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