HM
HM

Hossein Moini

26 Years of Experience
Irvine, CA
Broker

Hossein Moini is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Irvine, CA, with 26 years of industry experience. Hossein operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

18300 Von Karman Ave, Irvine, CA, 92612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
August 2024 - February 2026 · 1 yr 6 mos
U.S. Bancorp Investments, INC.
August 2024 - February 2026 · 1 yr 6 mos
Truist Advisory Services, INC.
August 2021 - May 2024 · 2 yrs 9 mos
Truist Investment Services, INC.Broker
August 2021 - May 2024 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2011 - August 2021 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - August 2021 · 10 yrs 7 mos
Wells Fargo Investments, LLC
March 2008 - January 2011 · 2 yrs 10 mos
Wells Fargo Investments, LLCBroker
November 2003 - January 2011 · 7 yrs 2 mos
Citicorp Investment ServicesBroker
November 2001 - September 2003 · 1 yr 10 mos
Wells Fargo Securities INC.Broker
March 1998 - January 2001 · 2 yrs 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.