JO
JO
Jonathan O'brien
27 Years of Experience
Sherman Oaks, CA
2 DisclosuresBroker
Jonathan O'brien is a registered investment advisor at Morgan Stanley, based in Sherman Oaks, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
15260 Ventura Boulevard, Suite 1900, Sherman Oaks, CA, 91403
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2009Settled
Customer Dispute
October 2008Settled
Employment History
Current Registrations
Morgan Stanley
March 2012 - Present · 14 yrs 2 mos
Morgan StanleyBroker
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Advisors, LLC
January 2011 - March 2012 · 1 yr 2 mos
Wells Fargo Investments, LLC
August 2001 - January 2011 · 9 yrs 5 mos
Wells Fargo Investments, LLCBroker
April 2001 - January 2011 · 9 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
May 1998 - May 2001 · 3 yrs
The Lincoln National Life Insurance CompanyBroker
May 1998 - May 2001 · 3 yrs
State Registrations12 states
AZCAFLGAILNJNYORTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.