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Paul Harris

Cambridge Investment Research Advisors, INC.
28 Years of Experience
Bradenton, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Paul Harris is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Bradenton, FL, with 28 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2025 Lakewood Ranch Blvd., Ste. 102, Bradenton, FL, 34211

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul is an independent insurance agent for various companies through multiple DBAs, including Harris & Associates LLC, Insurance for Seniors LLC, and SmartPro Financial, spending a few hours per week on these activities. Paul also works as an advisory representative of an RIA (CIRA) and owns Financial Freedom, dedicating nearly full-time hours to each.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2018 - Present · 8 yrs
Cambridge Investment Research, INC.Broker
October 2018 - Present · 8 yrs
Previous Registrations
Southern Trust Financial Planning
December 2009 - October 2018 · 8 yrs 10 mos
Securities America, INC.Broker
November 2009 - October 2018 · 8 yrs 11 mos
Summit Financial Group INC
July 2002 - December 2009 · 7 yrs 5 mos
Summit Brokerage Services, INC.Broker
June 2002 - December 2009 · 7 yrs 6 mos
New England SecuritiesBroker
October 2001 - July 2002 · 9 mos
Pruco Securities CorporationBroker
January 1998 - November 2001 · 3 yrs 10 mos
State Registrations12 states
ARCAFLGAILMENYORPATXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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