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Shu-Hui Hou

27 Years of Experience
Seattle, WA
Broker

Shu-Hui Hou is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

601 Union Street, Suite 2900, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Shu-Hui owns rental property in Edmonds, WA, operating as an Airbnb since June 2018. She spends minimal time on this activity after business hours to maintain the facility.

Employment History
Current Registrations
Morgan StanleyBroker
May 2010 - Present · 16 yrs
Morgan Stanley
May 2010 - Present · 16 yrs
Morgan Stanley
May 2010 - Present · 16 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - June 2010 · 6 yrs
Wachovia Securities, LLCBroker
July 2003 - June 2004 · 11 mos
Wachovia Securities, LLC
July 2003 - June 2004 · 11 mos
Prudential Securities Incorporated
July 1998 - July 2003 · 5 yrs
Prudential Securities IncorporatedBroker
May 1998 - July 2003 · 5 yrs 2 mos
Thomas F. White & CO., IncorporatedBroker
May 1998 - May 1998 · 0 mos
State Registrations11 states
CACTFLMAMDNVNYORPATXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Shu-Hui Hou - Financial Advisor | TrueAdvisor