Alan Dawkins
Alan Dawkins is a CFP-designated registered investment advisor at Colonial River Wealth Management LLC, based in Midlothian, VA, with 27 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,034 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.60% |
| $250K - $500K | 1.45% |
| $500K - $750K | 1.30% |
| $750K - $1.2M | 1.15% |
| $1.3M - $5.0M | 0.95% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.55% |
| $25M+ | 0.35% |
Fees may be negotiable. Colonial River Premiere Solutions Clients will be charged a fee ranging from .15% to 1.00% based on the level of service selected. The fees for this service are in addition to the investment advisory fees described above.
Fee Estimator
Location
340 Browns Hill Court, Midlothian, VA, 23114
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2012Other Business ActivitiesSells Insurance
Alan provides investment advisory services through Colonial River Investments LLC, dedicating full-time hours to this activity. He also works as an insurance agent selling non-variable insurance, spending a few hours per week, and acts as a trustee for his mother's trust, spending a few hours per week.
Employment History
Current Registrations
Colonial River Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Capital Brokerage CorporationBroker
First Investors CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.