Brian Keach
Brian Keach is a registered investment advisor at Wells Fargo Advisors, based in Roswell, GA, with 28 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
10825 Alpharetta Hwy 3rd Fl, Roswell, GA, 30076
Get directionsHistory
Regulatory History (6)
Customer Dispute
July 2009Customer Dispute
June 2009Customer Dispute
March 2009Customer Dispute
October 2008Regulatory
December 2007Customer Dispute
August 2003Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Regions Investment Company, INC.Broker
First Atlanta Securities, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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