Francis Ciocari
Francis Ciocari is a registered investment advisor at LPL Financial LLC, based in Blue Bell, PA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
721 Arbor Way, Suite 180A, Blue Bell, PA, 19422
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis is involved in several business activities, including Iron Edge VC LLC, Book of Brokers (selling term and universal life insurance), Gladstone Wealth Partners, Gladstone Institutional Advisory LLC, Blue Bell Wealth, LLC, and BCC Wealth Partners LLC. He dedicates minimal time to Iron Edge VC LLC and Book of Brokers, and full-time to Gladstone Wealth Partners and Gladstone Institutional Advisory LLC.
Employment History
Current Registrations
LPL Financial LLC
Gladstone Wealth Partners
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.