CO
CFA
CO
CFA

Christine Ostapiak

25 Years of Experience
Parsippany, NJ
Broker

Christine Ostapiak is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in Parsippany, NJ, with 25 years of industry experience. Christine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

50 Parsippany Road, Suite 301, Parsippany, NJ, 07054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christine works as a research analyst for Nicholas Pascarella & Co. This takes nearly a full-time commitment during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
July 2014 - March 2024 · 9 yrs 8 mos
Summit Equities, INC.Broker
July 2006 - June 2013 · 6 yrs 11 mos
AXA Advisors, LLC
August 2004 - July 2005 · 11 mos
AXA Advisors, LLCBroker
August 2004 - July 2005 · 11 mos
Lehman Brothers INC.Broker
March 1998 - December 2002 · 4 yrs 9 mos
State Registrations3 states
NJTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.