EC
EC

Eric Conover

28 Years of Experience
Quincy, IL
1 DisclosureBroker

Eric Conover is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Quincy, IL, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

3825 Maine St, Quincy, IL, 62305

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History

Regulatory History (1)
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Customer Dispute
August 2013
Closed-No Action
Other Business Activities

Eric is a volunteer finance committee member for the Quincy Public Schools Foundation, aiding in academic enrichment. He spends minimal time on budget, financial discussions, and investment policy adherence.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
September 2018 - Present · 7 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2001 - September 2018 · 17 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
March 1998 - September 2018 · 20 yrs 6 mos
State Registrations19 states
ARAZCACOFLIAILINKSMAMOMSNCNHNYOKTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.