BB
BB
Brian Boccio
26 Years of Experience
Franklin, TN
1 DisclosureBroker
Brian Boccio is a registered investment advisor at Charles Schwab & CO., INC., based in Franklin, TN, with 26 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
520 Cool Springs Blvd, Franklin, TN, 37067
Get directionsHistory
Regulatory History (1)
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Regulatory
July 2015Final
Employment History
Current Registrations
Charles Schwab & CO., INC.
March 2017 - Present · 9 yrs 2 mos
Charles Schwab & CO., INC.Broker
March 2017 - Present · 9 yrs 2 mos
Charles Schwab & CO., INC.
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
USAA Financial Planning Services
December 2014 - July 2016 · 1 yr 7 mos
USAA Financial Advisors, INC.Broker
December 2014 - July 2016 · 1 yr 7 mos
J.P. Morgan Securities LLC
October 2012 - October 2014 · 2 yrs
J.P. Morgan Securities LLCBroker
October 2012 - October 2014 · 2 yrs
Chase Investment Services CORP.
March 2010 - October 2012 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Waddell & Reed, INC.Broker
May 2009 - March 2010 · 10 mos
Waddell & Reed, INC.
May 2009 - March 2010 · 10 mos
Banc of America Investment Services, INC.
September 2005 - February 2009 · 3 yrs 5 mos
Banc of America Investment Services, INC.Broker
September 2005 - February 2009 · 3 yrs 5 mos
Citigroup Global Markets INC.
February 1999 - September 2005 · 6 yrs 7 mos
Citigroup Global Markets INC.Broker
January 1999 - September 2005 · 6 yrs 8 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.