SB
SB

Susan Brown

27 Years of Experience
Vienna, VA
BrokerSells Insurance

Susan Brown is a registered investment advisor at Cetera Investment Advisers LLC, based in Vienna, VA, with 27 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

501 Church Street Ne, Suite 305, Vienna, VA, 22180

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Susan sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. She also owns Washington Equity, LLC, an insurance sales business, spending minimal time on it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
July 2009 - October 2016 · 7 yrs 3 mos
Investors Capital CORP.Broker
October 2001 - October 2016 · 15 yrs
Eplanning Securities, INC.Broker
September 2000 - September 2001 · 1 yr
Walnut Street Securities, INC.Broker
May 1999 - September 2000 · 1 yr 4 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1999 - May 1999 · 3 mos
Eq Financial Consultants, INC.Broker
February 1999 - May 1999 · 3 mos
H. Beck, INC.Broker
August 1998 - December 1998 · 4 mos
State Registrations21 states
AZCADCDEFLGAIDILMAMDMINCNJNYORPASCTXVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.